Question 1

Question 1

 

This type of audit is conducted by the auditee.

Group of answer choices

assessment

 

control self-assessment

 

traditional audit

 

comprehensive audit

 

 

Question 2

 

This type of audit sample provides the opportunity to end testing as early as possible when a small number of errors are anticipated.

Group of answer choices

discovery sampling

 

attribute sampling

 

precision or expected error rate

 

stop-and-go sampling

 

 

Question 3

 

This should focus on whether any new threats have been introduced to the environment.

Group of answer choices

changes to business environment

 

changes to the risk environment

 

changes in control

 

none of the above

 

 

Question 4

 

______ requires very little judgement to be accepted and understood as evidence.

Group of answer choices

Evidence objectivity

 

Material relevance

 

Competency of the evidence provider

 

Evidence independence

 

 

Question 5

 

This audit stage includes identifying the specific functions and skills sets necessary to meet the objectives of the audit.

Group of answer choices

planning the audit

 

performing the audit planning the audit

 

determining whether the audit is possible

 

preplanning the audit

 

 

Question 6

 

This must be analyzed during the audit planning stage to make sure a control exists to test whether it is adequate, and if not, to identify any new controls to be added into the environment.

Group of answer choices

changes in the risk environment

 

changes in business

 

changes in technology

 

changes in control

 

 

Question 7

 

Data collection is conducted during this stage of the audit.

Group of answer choices

preplanning the audit

 

planning the audit

 

determining whether the audit is possible

 

performing the actual audit

 

 

Question 8

 

At this stage of an audit, either compliance testing or substantive testing is conducted.

Group of answer choices

performing audit tests

 

determining whether the audit is possible

 

analyzing the results

 

none of the above

 

 

Question 9

 

This is a software auditing tool that is used to speed up the process of examining configuration settings, user account settings, and system logs.

Group of answer choices

protocol analyzer tool

 

penetration test tool

 

computer-assisted audit tool

 

none of the above

 

 

Question 10

 

The ______ is issued by executive management or the board of directors.

Group of answer choices

audit plan

 

audit certification

 

audit approval

 

audit charter